What Is a Stock Trader? A stock trader is a person who attempts to profit from the purchase and sale of securities such as stock shares. Stock traders can be professionals trading on behalf...
Define Stock broker. Stock broker synonyms, Stock broker pronunciation, Stock broker translation, English dictionary definition of Stock broker. See Stockbroker. See also: Broker Webster's Revised...
Brokers on the floor of the New York Stock Exchange, 1908 A broker is a person who or entity... links Definition [edit] A broker is an independent party whose services are used extensively...
introducing broker. Futures investing is relatively risky and relatively complex, even compared to stock investing. Anyone determined to participate directly should have a good...
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What Is a Clearing Broker? A clearing broker is a member of an exchange that acts as a... (a unit of London Stock Exchange Group Plc). The Bottom Line Clearing brokers act as an...
Front running , also known as tailgating , is the practice of entering into an equity (stock) trade, option, futures contract, derivative, or security-based swap to capitalize on advance, nonpublic knowledge of a large ("block") pending transaction that will influence the price of the unde...
A stockbroker is an agent or firm that charges a fee or commission for executing buy and sell orders for an investor.
a broker or otherwise. A dealer acts as a principal in trading for its own account, as... After buying securities, such as stock and bonds, dealers sell those securities to other investors...
Standards of Care for Financial Advisors and Broker-Dealers Definition Professionals Involved Requirements Fiduciary Duty The highest legal standard of care. Requires the fiduciary to act...