THE EFFECTS OF CONFLICTED INVESTMENT ADVICE ON RETIREMENT SAVINGS

THE EFFECTS OF CONFLICTED INVESTMENT ADVICE ON RETIREMENT SAVINGS February 2015 Contents Executive Summary. 2 I. The U.S. Retirement System. 4 II. The Economic Cost of Conflicted Investment...

Federal Register :: Retirement Security Rule: Definition of an Investment Advice

The Department of Labor (Department) is adopting a final rule defining when a person renders "investment advice for a fee or other compensation, direct or indirect" with respect to any moneys or ot...

FACT SHEET: President Biden to Announce New Actions to Protect Retirement Securi - 백악관

Close loopholes so that recommendations to purchase any investment product must be in the savers’ best interest. Under the Securities and Exchange Commission’s (SEC) Regulation Best Interest, advice to purchase securities like mutual funds must currently be in the saver’s best interest. However, the SEC’s authority and rule does not generally cover commodities or insurance products like fixed index annuities, which are often recommended to retirement savers. Instead, advice to purchase these insurance products is governed by state law, ...

Manchin, GOP senators move to overturn retirement investment planning rule

Sen. Joe Manchin (D-W.Va.) and a group of Republican senators are moving to overturn a retirement investment planning rule that was finalized by the Labor Department last month. The Labor Departmen...

CFP Board Survey: Americans Want Retirement Investment Advice to Be in Their Bes

A new survey commissioned by CFP Board reveals that nearly 97% of Americans agree that the financial professional who provides one-time recommendations or other one-time advice about retirement inv...

Vanguard Investment Advice Services | Vanguard

Explore Vanguard investment advice services, including digital advisors and Vanguard personal advisors. Find the right advice solution for you today.

Defining Investment Advice Fiduciary | U.S. Department of Labor - 미국노동부

Employee Benefits Security Administration (EBSA) proposes new standards for retirement investment advice. Discover how it affects investors and providers.

Biden administration wants to kill ‘junk’ fees in retirement investments and adv

The Biden Administration on Tuesday will propose a rule requiring any financial adviser, broker or insurance agent who sells retirement investments and advice to only do so in the best interest of...

Financial Guidance & Investment Advice from Merrill Edge

Whether you're saving for retirement or planning for college, Merrill Edge can provide you with the financial guidance and investment advice you need to pursue your goals.

Federal Register :: Definition of the Term “Fiduciary”; Conflict of Interest Rul

20947) investment advice to retail retirement investors. [2] In order to protect the interests of the plan participants and beneficiaries, IRA owners, and plan fiduciaries, the exemption...