A hard-to-borrow list is an inventory record used by brokerages to indicate what securities are difficult to borrow for short sale transactions.
Connecticut list brokerage firm Macromark Inc. pleaded guilty on Friday to knowingly providing lists of potential victims to fraudulent mass-mailing schemes, the Department of Justice announced. Th...
This category is for stockbrokerage firms.
What are the largest stock brokerage firms in the U.S.? Learn more about the country's big four brokerages and what each has to offer.
A string of asset management companies are rebranding their respective exchange-traded fund (ETF) products in a bid to woo customers and capitalize on the steep growth of the ETF market in Korea. ; An ETF is a basket of securities bought or sold through a brokerage firm on a stock exchange. ; The net asset value of the ETF market totaled 158.68 trillion won ($115.16 billion), up from 121 trillion won at the end of 2023, according to financial industry data, Wednesday. ; Mirae Asset Global Investments and Samsung Asset Management dominate the market, with more than 70 percent of the market share.
BCS Prime Brokerage Limited 2016/069 50033 - Search and view the latest Member firm Information Sheets containing information on new Member firms and Member firm profile changes
ADCB securities LLC ; ADIB Securities ; AL Ansari Financial Brokerage L.L.C. Al Brooge Securities ; Al Daman Securities ; Al Dar Shares and Bonds ; Al Ramz Capital L.L.C ; AL Sahel Shares Center L.L.C. Al Wathbah Shares & Bonds Center ; Arqaam Securities LLC
Sep 3, 2024 ; Written by Chris Davis ; Reviewed by Arielle O'Shea ; Edited by Pamela de la Fuente
Finance Digital Asset Brokerage Firm Nonco Raises $10M Seed... (Nonco) Digital asset brokerage firm Nonco has secured $10... over-the-counter brokerage in Asia, and consists of the same...
As a result of a series of the Financial Supervisory Service (FSS) sanctions committee over the mis-selling of scandal-ridden Lime fund products, three local brokerage firms ― Shinhan Financial Inv...