Personal investment conflicts management for private equity firms - Intapp

Intapp private capital solutions ; Code of conduct management ; Fund of funds ; Subscribe for updates

Investment Compliance Services - Trade surveillance, monitoring | Acuity Knowled

We provide investment compliance services for global asset managers & financial institutions. Our services include guideline coding, maintainance & review, pre/post trade monitoring & surveillance...

Collective Investment Compliance - Corpseed

Connect With Corpseed ; Dedicated Manager ; Real Time Update ; Job Completed

Investment Compliance Monitoring | Clearwater Analytics

Investment compliance monitoring is crucial to mitigate risk and avoid large fines from regulatory violations. Learn how Clearwater helps.

Alternative Investment Compliance - Corpseed

AIF Compliance ; Its privately pooled investment vehicle approved by SEBI, on terms of providing the regular and annual records, register and reporting of its business activities in India as per its investment policy. Get hassle free advice and execution of various services required for it from us. Introduction · Alternative Investment Fund is an alternative investment tool for group of people who can come across as trust, LLP or company with an investment strategy registered with Securities Exchange Board of India. It is in fact alterative so ...

Atlantic Group VP Investment Management Compliance (MNPI)- $45 Billion Alternati - Linked in

등록일: 오후 3:08:20 | $45 Billion Growing Alternative Asset Manager Seeks a VP, Investment Compliance *Reporting to the… - 비슷한 채용공고 더 보기

Investment Compliance Monitoring

BNY's Investment Compliance Monitoring Services help clients effectively monitor investment policy goals

SEBI Investment Adviser Compliance| Registered Investment Advisor India

Investment Adviser Registration Compliance ; Registered person including entity whom so ever doing professional advices on investment product and strategies the return of investment fund under contract need to maintain records, contract and report periodically to the SEBI. Introduction · Investment adviser is person or entity who is directly associated with its client via agreement regarding the investment advice. It is licensed by Securities Exchange Board of India. Around 1328 individual or entity are working as registered investment adviser ...

Hamlyn Williams VP of Employee Investment Program Compliance Officer(New York Ci - Linked in

등록일: 오후 3:10:19 VP of Employee Investment Program Compliance OfficerNYC – Hybrid Comp: $150k-180k Hamlyn Williams… - LinkedIn에서 보기

Investment Compliance Solutions | State Street

Navigate the complex regulatory landscape with our flexible, effective and cost-efficient investment compliance solutions.