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Purpose ; Fiduciary Duty ; Priority on Sponsors’ Interests ; Prevention of Conflict of Interest ; Chinese Wall ; Prohibition of Unfair Transactions ; Restriction on Personal Trading by Officers/Employees ; Soft Dollars ; Prevention of Money Laundering ; Handling Complaints

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Investment Compliance Solutions

Navigate the complex regulatory landscape with our flexible, effective and cost-efficient investment compliance solutions.

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01 · Compliance Risk Management System · Periodically, Samsung C&T updates its compliance-related risk management system, taking into account internal and external changes and the unique nature of our business. We rigorously oversee eight key risks: Integrity, Fair Trade, Anti-corruption, Information Protection, Employment and Labor, Subcontracting, Safety, Environment, and Quality, Sound Organizagion reflecting our commitment to becoming a socially respected company that earns the trust of ...

Investment Compliance Monitoring Solutions | Acuity Knowledge Partners

We provide Investment Compliance support across pre- and post-trade monitoring, guideline interpretation and coding to mitigate reputational and financial risks.

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Budget & Performance ; Diversity, Equity, Inclusion, & Accessibility ; Related Sites ; Privacy & Security