What Is a Brokerage Account? ; A brokerage account is an investing platform used to buy, sell and hold a wide variety of financial securities such as stocks, bonds and mutual funds. Brokerage accounts are offered by investment firms called broker-dealers that are regulated by the Financial Industry Regulatory Authority, or FINRA. All FINRA member firms are required to disclose key information about their accounts in a document called a client relationship summary. Investors are encouraged to get a copy from their broker and read it thoroughly. ...
A brokerage account allows an investor to deposit funds with a licensed brokerage firm and then buy, hold, and sell a wide variety of investment securities.
An account statement is a periodic summary of account activity with a beginning date and an... checking account statements, usually provided monthly, and brokerage account statements, which...
Define trading account. trading account synonyms, trading account pronunciation, trading account translation, English dictionary definition of trading account. Noun 1. brokerage account - a fund th...
top of that. If a margin account’s equity drops below the maintenance margin level, the brokerage firm will make a margin call to the investor. Within a specified number of days...
Define brokerage. brokerage synonyms, brokerage pronunciation, brokerage translation, English dictionary definition of brokerage. n. 1. A firm that acts as a broker, especially in the buying and se...
An account freeze prevents some bank or brokerage transactions from taking place. Typically... issue of one account owner.1 The account freeze will not allow you to withdraw money in any...
Define account for. account for synonyms, account for pronunciation, account for translation, English dictionary definition of account for. n. 1. A narrative or record of events. 2. a. A reason giv...
A cash account with a brokerage requires that all transactions be payable with funds available in the account at the time of settlement.
Effect on Marketability Some encumbrances involving securities affect the marketability of those securities. For example, if an investor uses the securities in a brokerage account as...