Automation ; Flexible Tech ; Data & Analytics ; Automated IB Integrations · Bloomberg’s instant messaging tool, IB, offers automation integrations including inquiry dashboards and structured inquiry responses to streamline your workflow, reduce operational risk and time-to-trade. Learn more ; Evolution of Trading Workflow Automation · Learn more about some of the recent developments in trading workflow automation and how upcoming regulatory changes may usher in the next wave of electronic ...
April 1, 2020 • Christopher Robbins ; Being an independent broker-dealer isn’t what it used to be. A series of regulatory, technological and consumer-driven disruptions are challenging independent broker-dealers (IBDs), says Adam Antoniades, CEO of Cetera Financial Group, and smaller firms may become the victims of change. “The environment continues to favor firms of scale,” says Antoniades. To view FA's 2020 broker-dealer ranking, Click here . To view FA's 2020 extended broker-dealer ra...
Summary of Changes in Operations at Canadian Broker Dealers Over the Past 50 Years Over the past five decades, the operations of Canadian broker dealers have undergone significant transformations d...
April 4, 2024 • Eric Rasmussen ; There’s a concept in evolution called “punctuated equilibrium,” when long periods of stability and slow change are interrupted by cataclysms such as rising sea levels or mass extinction events that cause new species to branch off. Think of the meteor that brought about the decimation of the dinosaurs. Scientists now say that it also wiped out some competitive mammal groups, allowing our own mammalian forebears to bulk up and diversify, to be unleashed int...
banks, broker-dealers, and other large financial institutions. IDBs work with large blocks of... the changing electronic landscape. Previously, employees spent their days on the telephone...
2024 Independent Broker-Dealer Survey: The IBD Universe And Its Systemic Evolution ; 2023 Independent Broker-Dealer Survey: IBDs Invest In Reps' Succession ; 2022 Independent Broker-Dealer Survey: The Big Blur
OTC Markets · Totals ; Securities · Dollar Vol · Share Vol · Trades
April 1, 2022 • Eric Rasmussen ; As Jodi Perry, president of Raymond James’s independent contractor division sees it, the history of the broker-dealer industry is only half-written. In the last decade, the business has seen a wave of consolidation as firms with huge capital resources gobble each other up, leaving smaller firms to try navigating a rocky course of fee compression, regulation and a brutal war for talent—(especially talents with the biggest books of business). According to Cer...
ABANS GLOBAL BROKING (IFSC) PRIVATE LIMITED ; ADROIT FINANCIAL SERVICES(IFSC) PVT. LTD. ; AJMERA X-CHANGE (IFSC) PRIVATE LIMITED
Broker-dealers are at the heart of the securities and derivatives trading process. Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many...