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Broker Dealers - International Financial Services Centres Authority

ABANS GLOBAL BROKING (IFSC) PRIVATE LIMITED ; ADROIT FINANCIAL SERVICES(IFSC) PVT. LTD. ; AJMERA X-CHANGE (IFSC) PRIVATE LIMITED

SEC.gov | Guide to Broker-Dealer Registration

This document provides a comprehensive guide to Broker-Dealer registration, including the laws, rules, and regulations.

Brokers/Member Dealers - Jamaica Stock Exchange

This section provides information on the approved brokers that can assist clients with their trading needs. Brokers/Member Dealers A broker, also called a stockbroker, is an individual or company w...

Inter-dealer Brokers: What They are, Considerations, and Benefits

An inter-dealer broker is a financial intermediary aiding with transactions between financial institutions in markets without formal exchanges.

SEC sued over broker-dealer texting fines data

A lawsuit against the SEC asks how the agency calculated billions of dollars in fines against broker-dealers for off-channel communications.

Broker-dealer

In financial services, a broker-dealer is a natural person, company or other organization... Exchange List of stock exchanges Trading hours Over-the-counter (off-exchange) Alternative...

Forex Brokers List & Broker Reviews - FinanceBrokerage

Forex Brokers List - Find the Best Forex Broker with these in-depth reviews. Be a successful trader and gain more profit in the market!

Kia dealerships now on buyers' wish list | Automotive News

Dealership brokers say Kia has become an increasingly popular brand for consumers and the value of its dealerships continues to rise. At least 27 Kia stores changed hands in 2022, up from 24 in 2021.

Over-the-Counter (OTC) Markets: Trading and Securities

The OTC market is where securities trade via a broker-dealer network instead of on a... When companies do not meet the requirements to list on a standard market exchange such as the NYSE...

SEC Recent & Proposed Broker – Dealer Amendments

A broker-dealer, as defined by the U.S. Securities and Exchange Commission (SEC), is a financial firm or an individual engaged in buying and selling.

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