wirehouse brokers. Independent broker-dealers are equipped to... independent brokers also carry the Series 65 license so they... The Bottom Line RIAs and independent brokers both have...
The Annuity Expert is an insurance agency, annuity broker, and retirement planner. Seek advice from our advisors and agents when buying insurance or annuities.
These agents or brokers typically earn a commission based on the notional value of the annuity contract. Annuities often come with complicated tax considerations so it's important to...
September 19, 2024 • Tracey Longo ; As the Financial Industry Regulatory Authority works to weed out bad brokers, many of those brokers are giving up their securities registrations to become state-registered insurance agents who sell fixed annuities, said Edwin Hu, an economist formerly with the Securities and Exchange Commission, speaking on an SEC advisory panel today. Hu said the most important finding in his recent research with former SEC Commissioner Robert Jackson “is that when Finra ...
The Civil Division, United States Department of Justice, shall establish a list of annuity brokers who meet minimum qualifications for providing annuity brokerage services in connection with structured settlements entered by the United States. Those qualifications are as follows: (1) The broker must have a current license issued by at least one State, the District of Columbia, or a Territory of the United States as a life insurance agent, producer, or broker; ...
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Brokers Alliance is focused on providing independent life insurance & financial advisors and agents with unique, innovative, and personalized support. The country’s leading independently...
Annuity licensing and appointment ; To begin selling our annuities, your broker dealer or agency must establish and execute a selling agreement with us. The selling agreement specifies which annuity products are available for your broker dealer or agency to sell. We'll work closely with your broker dealer or agency to establish a solid working relationship and clarify roles and responsibilities. Once the selling agreement is established, the appointment process can begin. If you have questions, ...
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Annuity solutions for broker-dealers. Whether it's income, accumulation, legacy or protection from market loss, Athene delivers.